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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-31 |
| OH | RA | APPROVED | 2016-09-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Youngstown | OH | 12/2006 | Present |
1. Catholic Charities Diocese of Youngstown; 144 W. Wood St., Youngstown, OH 44503; Community service to people in need; Member of Finance and Audit Committee; Advise on the organizations finances; 01/01/1991; 8 hours per year; during securities trading hours; not investment-related. 2. Ursuline Sisters of Youngstown; 4250 Shields Rd, Youngstown, OH 44406; serve the educational and spiritual needs of the community; Member of the Finance Committee; Advise on the organization's finances; 01/01/2008; 8.00 Hour(s) Per Year; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-11-20 |
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