Mark John Stofan

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-08-20
TX	RA	APPROVED	2026-08-20

IL RA
APPROVED

Since 2026-08-20
TX RA
APPROVED

Since 2026-08-20

Branch Locations

2801 Black Road Suite 101, Joliet, IL 60435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wayne Hummer Investments	Joliet	IL	06/2013	09/2018
Lpl Financial Llc	Joliet	IL	09/2018	01/2024
Stifel Independent Advisors, Llc	Joliet	IL	01/2024	08/2026
Equitable Advisors, Llc	Joliet	IL	08/2026	Present

06/2013 → 09/2018

Wayne Hummer Investments

Joliet, IL
09/2018 → 01/2024

Lpl Financial Llc

Joliet, IL
01/2024 → 08/2026

Stifel Independent Advisors, Llc

Joliet, IL
08/2026 → Present

Equitable Advisors, Llc

Joliet, IL

Previous Registrations

2024-01-17 → 2026-08-20

Stifel Independent Advisors, Llc

Joliet, IL

St. Louis, MO
2018-09-28 → 2024-01-31

Lpl Financial Llc

Joliet, IL

Lockport, IL

Joliet, IL
2014-07-21 → 2018-09-28

Wintrust Investments Llc

Joliet, IL

Chicago, IL

Other Businesses

1. Stofan Agazzi Investments LLC; 2801 Black Road Joliet IL 60435; Investments; President; Running the firm; 06/01/2013; 8.00hrs/day; During securities trading hours; Investment-Related 2. Nimrod LLC; Midnight Pass Sarasota FL 34242; My sister and I own a condo; 06/30/2020; 0.00hrs/day; Not during securities trading hours; Investment-Related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-11-16

S63 Uniform Securities Agent State Law Examination

1991-11-16

Designations

View on SEC IAPD