Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pittsford | NY | 04/2015 | 10/2019 |
| Lpl Financial Llc | Pittsford | NY | 10/2019 | Present |
1) 10/24/19- Canal View Financial Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- Pittsford, NY - 100% 2) 10/24/19- Non-Variable Insurance - Agent- Inv. Related- Pittsford, NY- start date 1/1/200- 16hrs/mth 3) 10/24/19- Irish House LLC- Real Estate Rental- partner- Inv. Related- Loon Lake, NY- start date 1/1/2018- 1hrs/mth 4) 3/31/2021 - Cavalier Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/20/2021 - 8 Hours Per Month/5 Hours During Securities Trading. 5) 8/10/2021 - Specific Solutions, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Started 08/03/2021 - 8 Hours Per Month/5 Hours During Securities Trading. 6) 08/07/2024 - Paychex (PEO) - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/16/2024 - 8 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-19 |
Reach out to this advisor