Edward Joseph Dempsey

Current Employers

Employment History

• 10/2006 → Present
  Lpl Financial, Llc
  Albany, NY
• 02/2013 → Present
  Private Advisor Group, Llc
  Albany, NY

Other Businesses

(1) 10/25/2006: DEMPSEY AND DRUMM - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. (2) 12/10/2013 - PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP - INV REL - AT REPORTED BUSINESS LOCATION - CHARGE WRAP FEES AND PROVIDE FINANCIAL PLANNING ADVICE FOR A FEE - 50% TIME SPENT. (3) 2/26/2019 - Private Advisor Group - DBA: (Hybrid) Dempsey & Drumm, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/01/2013 - 105 Hours Per Month/85 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/26/2019. I expect to spend approximately 105 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 11/16/2022 - D&D Wealth Management LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/30/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-08
• S63 Uniform Securities Agent State Law Examination
  1986-10-27

Designations