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Jeffrey Kenneth Stark

LPl Financial LLC

Claremont, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-29
CO RA APPROVED 2017-11-29
GA RA APPROVED 2017-11-29
IL RA APPROVED 2017-11-29
NC RA APPROVED 2017-11-29
PA RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
  • CA RA
    APPROVED
    Since 2017-11-29
  • CO RA
    APPROVED
    Since 2017-11-29
  • GA RA
    APPROVED
    Since 2017-11-29
  • IL RA
    APPROVED
    Since 2017-11-29
  • NC RA
    APPROVED
    Since 2017-11-29
  • PA RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

246 N Indian Hill Blvd, Claremont, CA 91711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Claremont CA 03/2000 11/2017
Lpl Financial Llc Claremont CA 11/2017 Present
  • 03/2000 → 11/2017
    National Planning Corporation
    Claremont, CA
  • 11/2017 → Present
    Claremont, CA
Previous Registrations
  • 2006-04-11 → 2017-11-29
    National Planning Corporation
    Claremont, CA
    Claremont, CA
    Los Angeles, CA
Other Businesses

1. 11/29/2017 - Jeffrey K Stark & Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner Agent(Life, Fixed annuities, health) - start date 2007 - 1% time spent per month. 2. 11/29/2017 - Fukagawa, Stark & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor offers investment and financial planning along with managed and brokerage account under this name - start date 7/1/1994 - 99% time spent per month. 3. 11/29/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee on Family Account - start date 1996 - 1% time spent per month. 4. 11/15/2019 - Stark Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/13/2019 - 40 hrs/mo - 5 hrs during trading. 5. 8/17/2020 - Jeffrey K Stark and Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/03/2000 - 1 Hour Per Month During Securities Trading. 6. 1/28/2021 - Stark Wealth Management Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/4/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-12-19
  • S63 Uniform Securities Agent State Law Examination
    1995-12-19

View on SEC IAPD

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