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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-29 |
| CO | RA | APPROVED | 2017-11-29 |
| GA | RA | APPROVED | 2017-11-29 |
| IL | RA | APPROVED | 2017-11-29 |
| NC | RA | APPROVED | 2017-11-29 |
| PA | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Claremont | CA | 03/2000 | 11/2017 |
| Lpl Financial Llc | Claremont | CA | 11/2017 | Present |
1. 11/29/2017 - Jeffrey K Stark & Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner Agent(Life, Fixed annuities, health) - start date 2007 - 1% time spent per month. 2. 11/29/2017 - Fukagawa, Stark & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor offers investment and financial planning along with managed and brokerage account under this name - start date 7/1/1994 - 99% time spent per month. 3. 11/29/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee on Family Account - start date 1996 - 1% time spent per month. 4. 11/15/2019 - Stark Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/13/2019 - 40 hrs/mo - 5 hrs during trading. 5. 8/17/2020 - Jeffrey K Stark and Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/03/2000 - 1 Hour Per Month During Securities Trading. 6. 1/28/2021 - Stark Wealth Management Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/4/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-19 |
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