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Thomas James Karabinus

Cetera Investment Advisers LLC

Belvidere, NJ

CRD 1578964

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-10-24
  • NJ RA
    APPROVED
    Since 2005-10-24

Branch Locations

Belvidere, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Belvidere Bd Of Education Belvidere NJ 09/1978 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2005 Present
Karabinus Investments Belvidere NJ 07/2011 05/2025
  • 09/1978 → Present
    Belvidere Bd Of Education
    Belvidere, NJ
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → Present
    Schaumburg, IL
  • 07/2011 → 05/2025
    Karabinus Investments
    Belvidere, NJ
Previous Registrations
  • 2000-04-04 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-06
S63 Uniform Securities Agent State Law Examination 1997-05-22
  • S66 Uniform Combined State Law Examination
    2000-03-06
  • S63 Uniform Securities Agent State Law Examination
    1997-05-22

View on SEC IAPD

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