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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-11 |
| MD | RA | APPROVED | 1997-08-28 |
Branch Locations
898 Airport Park Rd Ste 101, Glen Burnie, MD 21061 • United States
1410 Forest Dr Ste 30 Clock Tower Place, Annapolis, MD 21403-1446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Annapolis | MD | 08/1997 | Present |
1. 03/18/08 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BLUE HERON FINANCIAL GROUP - ANNAPOLIS, MD 2. 02/14/2011 - NON-VARIABLE INSURANCE,CAPITAL METRO: LONG TERM CARE INSURANCE, 5% OF TIME SPENT. 3. 03/12/2015 - FLIGHT PLAN FINANCIAL SERVICES - FINANCIAL INSTITUTION DUTY - TIME SPENT 80 HOURS PER MONTH - ANNAPOLIS, MD 4. 4/8/2021 - NGFCU - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 03/24/2021 - 80 Hours Per Month During Securities Trading. 5. 6/3/2021 - NGFCU Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/24/2021 - 80 Hours Per Month/80 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-10 |
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