Stacy Linn Hering-Astor

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Mill Valley, CA

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Mill Valley, CA
• 1997-12-16 → 2005-10-31
  Sentra Securities Corporation
  Sausalito, CA

Other Businesses

1)STACY HERING ASTOR & ASSOC INC FINANCIAL &INSURANCE SERVICES POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 35 Miller Avenue #402, Mill Valley CA 94941, United States DESCRIPTION: Sell individual and group medical, dental, vision, life, disability and long term care insurance 2)TRUSTEE POSITION: trustee NATURE: trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 12/19/2011 ADDRESS: 35 Miller Ave, #402, Mill Valley CA 94941, United States DESCRIPTION: manage money (75k) in order to pay specific bills for beneficiaries pursuant to trust. Pay bills. gather info for accountant.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-17
• S63 Uniform Securities Agent State Law Examination
  1991-10-31

Other Names

• Stacy Linn Hering
• Stacy Linn Heringastor
• Stacy Linn Hering Astor