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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-12-13 |
| TX | RA | APPROVED | 2023-12-11 |
Branch Locations
19350 South Harlem Ave Ste 202, Frankfort, IL 60423 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hawtree & Assoc. | Monee | IL | 02/1997 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 12/1995 | 12/2023 |
| Sigma Planning Corp. | Ann Arbor | MI | 01/2000 | 12/2023 |
| Lpl Financial Llc | Frankfurt | IL | 12/2023 | Present |
1) 12/2023 - MONEE DENTAL ASSOC PARTNERS / Real Estate Rental / Owner of Real Estate Rental / Inv. Related / Frankfort Il / Start date 12/20/1999 - 1 Hr per month 2) 12/2023 - Daniel Hawtree / Notary /Not Inv. Related / Frankfort Il / Start date 11/01/1991 3) 12/2023 - HAWTREE & ASSOCIATES / Tax Prep/Accounting/CPA / Owner of a CPA business / Inv. Related / Frankfort Il / Start date 02/01/1997 - 80 Hrs per month - 40% Time Spent 4) 12/2023 - LEGRIS, HAWTREE & ASSOCIATES DBA LHA, LTD / Tax Prep/Accounting/CPA / Owner of a CPA business / Inv. Related / Bourbonnais, Il / Start date 12/10/2011 - 20Hrs per month - 5% Time Spent 5) 12/2023 - MONEE MANAGEMENT INC / Business Entity For Tax/Investment Purposes Only / Owner of Real Estate Rental / Inv. Related / Frankfort Il / Inv. Related / Frankfort Il / Start date 12/20/1999 - 5 Hrs per month / 2% Time Spent 6) 12/2023 - Trust Support Services LTD / Tax Prep/Accounting/CPA / Inv. Related / Frankfort Il / Start date 11/10/2021 - 5Hrs per month - 1 % Time Spent 7) 12/2023 - MMI DEVELOPMENT LLC / Real Estate Rental / Owner of Real Estate Rental / Frankfort Il / Inv. Related / Start date 10/15/2022 - 2Hrs per month - 1% Time Spent 8) 12/2023 - Real Estate Rental / Owner of Real Estate Rental / Inv. Related / Frankfort Il / Start date 06/25/1992 - 2 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-29 |
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