Robert Clark Smith

Current Employers

Employment History

• 10/2003 → Present
  Seniors Only Of Co Dba Rcs Wealth Management Group
  Centennial, CO
• 08/2016 → 09/2022
  Brookstone Capital Management Llc
  Wheaton, IL
• 09/2022 → Present
  Maripau Wealth Management Llc
  Fort Wayne, IN
• 08/2023 → Present
  Rcs Wealth Management
  Centennial, CO

Previous Registrations

• 2022-09-29 → 2024-07-26
  Maripau Wealth Management Llc
  Fort Wayne, IN
  Centennial, CO
• 2016-10-04 → 2022-09-29
  Brookstone Capital Management Llc
  Denver, CO
  Wheaton, IL
  Denver, CO
  Centennial, CO
• 2015-01-21 → 2016-10-04
  Horter Investment Management, Llc
  Denver, CO
  Denver, CO
  Cincinnati, OH

Other Businesses

1.the name of the other business: Seniors Only of Colorado 2.whether the business is investment-related: No - Insurance agency. 3.the address of the other business: 3989 E. Arapahoe Rd. Suite 210 Centennial, CO 80122 4.the nature of the other business: Insurance related. Life and annuity sales 5.your position, title, or relationship with the other business: President 6.the start date of your relationship: Oct 2003 7.the approximate number of hours/month you devote to the other business: 80 hours per month 8.the number of hours you devote to the other business during securities trading hours: 2 hours 9.briefly describe your duties relating to the other business. I help clients with their overall financial plan and see if annuities or life insurance are a good fit. If they are a good fit, we will open new accounts and once the business is place we have an ongoing responsibility to service those accounts. We will do reviews with the life and annuities to make sure they are meeting the desired goals

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-18
• S63 Uniform Securities Agent State Law Examination
  1987-07-14

Other Names

• Bob Smith
• Robert C Smith