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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Linthicum | MD | 04/2001 | Present |
| Metlife Securities Inc. | Linthicum | MD | 04/2001 | Present |
| Avantax Advisory Services | Manchester | MD | 03/2006 | 09/2025 |
| Avantax Insurance Agency, Llc | Manchester | MD | 09/2001 | 09/2025 |
| Avantax Investment Services, Inc. | Manchester | MD | 09/2001 | 09/2025 |
| Gunpowder Financial Services Llc | Manchester | MD | 09/2001 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Old Wharf Condominium Assciation~'NIR'~21327 Gunpowder Road~Manchester~MD~21102~Club/Association Director/Officer~Treasurer/Comptroller~3/18/2004~6hrs~1hrs~Manage the association's operations including property management duties. 2) GUNPOWDER FINANCIAL SERVICES LLC POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 110 START DATE: 09/12/2001 ADDRESS: 21327 Gunpowder Road, Manchester MD 21102, United States DESCRIPTION: One person operation doing any and all required tax and accounting work. Additionally, I have check writing authority for 5 accounting clients as part of my bill pay service through my CPA firm. 3) Optimist Club of Timonium, MD; I am just a member at large; The Optimist Club is a service organization providing support for community youth activities.; NIR; 0; 11/01/1984; PO Box 262 Timonium MD 21094; None. I just maintain my membership as support to the club roster
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-11 |
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