Vidur Raj Bhalla

Current Employers

Herold Advisors, Inc.

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-08
NY	RA	APPROVED	2021-10-06

TX RA
APPROVED

Since 2026-04-08
NY RA
APPROVED

Since 2021-10-06

Branch Locations

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bernard Herold & Co., Inc.	New York	NY	10/1986	11/2020
Herold & Lantern Investments, Inc.	Melville	NY	11/2020	Present
Herold Advisors, Inc.	New York	NY	06/1999	Present

10/1986 → 11/2020

Bernard Herold & Co., Inc.

New York, NY
11/2020 → Present

Herold & Lantern Investments, Inc.

Melville, NY
06/1999 → Present

Herold Advisors, Inc.

New York, NY

Other Businesses

1) HEROLD ADVISORS, INC., Investment Related. 805 THIRD AVENUE, NY,NY 10022. INVESTMENT ADVISORS. PORTFOLIO MANAGER SINCE 1999. APPROXIMATELY 80 HRS PER MONTH, 40 OF WHICH ARE DURING SECURITIES TRADING HOURS. PORTFOLIO CONSTRUCTION AND MANAGEMENT.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-01-09

S63 Uniform Securities Agent State Law Examination

1987-01-09

Designations

View on SEC IAPD