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Alan Robert Schnall

Oppenheimer & Co. Inc.

Boca Raton, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-07
  • FL RA
    APPROVED
    Since 2018-02-07

Branch Locations

Yamato Office Center 999 Yamato Road, Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Boca Raton FL 08/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-05
S63 Uniform Securities Agent State Law Examination 1986-11-14
  • S65 Uniform Investment Adviser Law Examination
    2018-02-05
  • S63 Uniform Securities Agent State Law Examination
    1986-11-14

View on SEC IAPD

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