Brooks Black

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 03/2017
  Metlife Securities Inc
  Grand Rapids, MI
• 07/2005 → 03/2017
  Metropolitan Life Insurance Co
  Grand Rapids, MI
• 07/2016 → 02/2019
  Massachusetts Mutual Life Insurance Company
  Bay City, MI
• 03/2017 → 02/2019
  Mml Investors Services, Llc
  Bay City, MI
• 03/2019 → 11/2024
  Pruco Securities, Llc.
  Saginaw, MI
• 03/2019 → Present
  Prudential Insurance Company Of America
  Saginaw, MI
• 02/2019 → 03/2019
  Unemployed
  Bay City, MI
• 11/2024 → Present
  Lpl Enterprise, Llc
  Saginaw, MI

Previous Registrations

• 2019-03-27 → 2024-11-14
  Pruco Securities, Llc.
  Troy, MI
  Saginaw, MI
  Saginaw, MI
• 2017-03-25 → 2019-02-12
  Mml Investors Services, Llc
  Bay City, MI
  Saginaw, MI
  Bay City, MI
• 2010-08-24 → 2017-03-25
  Msi Financial Services, Inc.
  Southfield, MI
  Carlsbad, CA
  Broadview Hts, OH
  Flint, MI
  Broadview Hts, OH
  Kawkawlin, MI
  Grand Rapids, MI
  Bay City, MI
  Saginaw, MI
  Bay City, MI
  Grand Rapids, MI

Other Businesses

1) 11/14/2024; HOLIDAY APARTMENTS; realestate rental; YES inv related; 20 hr/mo non trading; 10 hrs/mo trading;06/01/2013 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-23
• S63 Uniform Securities Agent State Law Examination
  1999-09-03

Designations

• Chartered Financial Consultant

Other Names

• Brooks Black
• Brooks Tomas Black