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Larry Joseph Toenjes

Cetera Investment Advisers LLC

Millstadt, IL

CRD 1578115

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29

Branch Locations

Millstadt, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors St Louis MO 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    St Louis, MO
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 907 S JEFFERSON; MILLSTADT; IL; 62260; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/1/2009; 15; 12; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:St. James Catholic Church Parish Council; Yes; 405 W. Madison St.; Millstadt; IL; 62260; Non-Profit Organization; Councilman; 10/21/2019; 3; 0; Consult the pastor. Assist the pastor in discerning the needs of the parish.Attend monthly meetings. Serve on Finance Committee.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-19
S63 Uniform Securities Agent State Law Examination 1987-05-01
  • S65 Uniform Investment Adviser Law Examination
    2016-12-19
  • S63 Uniform Securities Agent State Law Examination
    1987-05-01

View on SEC IAPD

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