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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | St Louis | MO | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 907 S JEFFERSON; MILLSTADT; IL; 62260; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/1/2009; 15; 12; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:St. James Catholic Church Parish Council; Yes; 405 W. Madison St.; Millstadt; IL; 62260; Non-Profit Organization; Councilman; 10/21/2019; 3; 0; Consult the pastor. Assist the pastor in discerning the needs of the parish.Attend monthly meetings. Serve on Finance Committee.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-01 |
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