Cosmo John Fontana

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-11-02
TX	RA	APPROVED_RES	2018-06-27
NJ	RA	APPROVED	2008-10-07

FL RA
APPROVED

Since 2021-11-02
TX RA
APPROVED_RES

Since 2018-06-27
NJ RA
APPROVED

Since 2008-10-07

Branch Locations

2107 Route 34 Suite 102, Wall, NJ 07719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Warburg Llc	Stamford	CT	12/2000	Present

12/2000 → Present

Ubs Warburg Llc

Stamford, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-05
S63	Uniform Securities Agent State Law Examination	1988-06-02

S66 Uniform Combined State Law Examination

2008-10-05
S63 Uniform Securities Agent State Law Examination

1988-06-02

View on SEC IAPD

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