Jeffry Jess Johnson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 07/2020
  Mutual Securities, Inc.
  Laguna Hills, CA
• 07/2020 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 07/2013 → 07/2020
  Mutual Advisors, Llc
  Laguna Hills, CA
• 06/2025 → Present
  Lpl Financial Llc
  Newport Beach, CA

Previous Registrations

• 2020-07-24 → 2025-06-05
  Western International Securities, Inc.
  Newport Beach, CA
  Newport Beach, CA
• 2013-07-01 → 2020-07-27
  Mutual Advisors, Llc
  Laguna Hills, CA
• 2009-11-12 → 2013-07-09
  Mutual Securities, Inc.
  Laguna Hills, CA
  Westlake Village, CA
  Laguna Hills, CA
• 2004-05-18 → 2009-11-13
  Pmb Securities Corp.
  Newport Beach, CA
  San Clemente, CA
  La Habra, CA
• 2001-12-28 → 2004-03-09
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA

Other Businesses

1. 06/05/2025-JOHNSON WEALTH GROUP- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/07/2020- 150 Hours Per Month- 150 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-01
• S63 Uniform Securities Agent State Law Examination
  1987-05-12

Other Names

• Jeffry Johnson