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Port Angeles, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-29 |
| WA | RA | APPROVED | 2024-04-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emp Financial Wellness | Port Angeles | WA | 01/2023 | Present |
| Morgan Stanley | Seattle | WA | 07/2016 | 06/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2016 | 06/2018 |
| Self Employed | Seattle | WA | 10/2005 | 09/2020 |
| Principal Securities Inc | Port Angeles | WA | 09/2020 | 05/2021 |
| Principal Life Insurance Company | Port Angeles | CA | 09/2020 | 05/2021 |
| Self Employed | Port Angeles | WA | 05/2021 | 08/2021 |
| Lpl Financial, Llc | Port Angeles | WA | 08/2021 | 10/2023 |
| Emp Wealth Management, Llc | Port Angeles | WA | 01/2024 | Present |
| Self Employed | Port Angeles | WA | 10/2023 | 01/2024 |
1) 2005 - Present - Speaker - Earl Johnson - Not Investment Related - Port Angeles, WA 98363 2) 2005 - Present - Author - Earl Johnson - Not Investment Related - Port Angeles, WA 98363 3) 2023 - Present - CEO & Educator (teaching financial competency to individual non-clients including Native Americans-EMP Financial Wellness, LLC - Not Investment Related - Port Angeles, WA 98363 4) 2023 - Present - Insurance Agent (Insurance Producer (individual) and Insurance Producer (business) - 8 HRS./MO., ZERO DURING TRADING HOURS - EMP Wealth Management, LLC Not Investment Related - Port Angeles, WA 98363
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-16 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-20 |
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