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Jack A Cliff

LPl Financial LLC

Huntsville, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-05
  • TX RA
    APPROVED
    Since 2009-01-05

Branch Locations

Huntsville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Huntsville TX 01/2009 Present
Previous Registrations
Other Businesses

1. 01/05/2009: No Business Name - Not Investment Related - Other - Time Spent 10% - Fishing guide.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-21
S63 Uniform Securities Agent State Law Examination 1986-11-05
  • S65 Uniform Investment Adviser Law Examination
    1999-06-21
  • S63 Uniform Securities Agent State Law Examination
    1986-11-05
Other Names
  • Jack A Cliff
  • Jack A Cliff
  • Jack Arthur Cliff

View on SEC IAPD

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