Maria Leslie Pribram

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 10/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 12/2013 → 10/2018
  Bank Of America, N.A.
  Newport Beach, CA
• 03/2020 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 05/2019 → 03/2020
  Unishippers Central Coast Logistics
  Santa Barbara, CA
• 10/2018 → 05/2019
  Unemployed
  Oxnard, CA
• 06/2020 → 08/2021
  Bank Of America, N.A.
  Newport Beach, CA
• 09/2021 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2020-06-05 → 2021-09-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 2013-10-16 → 2018-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntington Beach, CA
  Huntington Beach, CA
  Newport Beach, CA
• 2012-07-12 → 2013-10-22
  Credit Suisse Securities (Usa) Llc
  San Diego, CA
  Irvine, CA
• 2012-03-27 → 2012-08-08
  Morgan Stanley
  Monarch Beach, CA
• 2004-08-19 → 2008-03-20
  Ubs Financial Services Inc.
  Newport Beach, CA
  Newport Beach, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-30
• S63 Uniform Securities Agent State Law Examination
  1993-03-08

Other Names

• Maria Leslie Fiorentino
• Maria Leslie Tecsonllam
• Maria Leslie Fiorentino
• Maria Leslie Fiorentino
• Maria Leslie Tecson Llames
• Maria Leslie Pribram
• Maria Leslie Pribram