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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Elmwood | NE | 10/1986 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Elmwood | NE | 01/1987 | 07/2021 |
| Village Of Elmwood | Elmwood | NE | 12/2012 | 06/2019 |
| Sporhase Family Trust | Syracuse | NE | 02/2017 | 11/2017 |
| Deanna Sporhase | Elmwood | NE | 11/2017 | Present |
| Lpl Financial, Llc | Elmwood | NE | 07/2021 | Present |
1.06/22/2021; Deanna J. Sporhase; Real Estate Rental; Investment Related; 209 E E Street Elmwood,NE; Start Date 01/01/2017; hrs/mth; hrs during trading 2.10/18/2021; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/18/2021; 5hrs/mth; 5hrs during trading 3.10/20/2021; None; Real Estate Rental; Investment Related; 209 E E ST Elmwood,Nebraska; Start Date 10/18/2021; 2hrs/mth; 0hrs during trading 4.08/20/2026; Deanna J. Sporhase; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/22/2021; 20hrs/mth; 20hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-03-14 |
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