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Deanna Jo Sporhase

LPl Financial LLC

Elmwood, NE

CRD 1577189

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-07-21
  • NE RA
    APPROVED
    Since 2021-07-21

Branch Locations

Elmwood, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Elmwood NE 10/1986 07/2021
Various Insurance Carriers For W & R Insurance Agencies Elmwood NE 01/1987 07/2021
Village Of Elmwood Elmwood NE 12/2012 06/2019
Sporhase Family Trust Syracuse NE 02/2017 11/2017
Deanna Sporhase Elmwood NE 11/2017 Present
Lpl Financial, Llc Elmwood NE 07/2021 Present
  • 10/1986 → 07/2021
    Waddell & Reed, Inc.
    Elmwood, NE
  • 01/1987 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Elmwood, NE
  • 12/2012 → 06/2019
    Village Of Elmwood
    Elmwood, NE
  • 02/2017 → 11/2017
    Sporhase Family Trust
    Syracuse, NE
  • 11/2017 → Present
    Deanna Sporhase
    Elmwood, NE
  • 07/2021 → Present
    Elmwood, NE
Previous Registrations
  • 1997-07-31 → 2021-07-21
    Waddell & Reed
    Elmwood, NE
    Lincoln, NE
    Savage, MN
Other Businesses

1.06/22/2021; Deanna J. Sporhase; Real Estate Rental; Investment Related; 209 E E Street Elmwood,NE; Start Date 01/01/2017; hrs/mth; hrs during trading 2.10/18/2021; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 10/18/2021; 5hrs/mth; 5hrs during trading 3.10/20/2021; None; Real Estate Rental; Investment Related; 209 E E ST Elmwood,Nebraska; Start Date 10/18/2021; 2hrs/mth; 0hrs during trading 4.08/20/2026; Deanna J. Sporhase; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 06/22/2021; 20hrs/mth; 20hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-03-14
  • S63 Uniform Securities Agent State Law Examination
    2003-03-14
Other Names
  • Deann Sporhase

View on SEC IAPD

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