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William Joseph Stanton

LPl Financial LLC

Ball Ground, GA

CRD 1577084

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-04-14
  • GA RA
    APPROVED
    Since 2003-04-14

Branch Locations

Ball Ground, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Corp Canton GA 07/2002 Present
  • 07/2002 → Present
    Linsco Private Ledger Corp
    Canton, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-22
S63 Uniform Securities Agent State Law Examination 1987-01-07
  • S65 Uniform Investment Adviser Law Examination
    1996-11-22
  • S63 Uniform Securities Agent State Law Examination
    1987-01-07
Other Names
  • Bill Stanton

View on SEC IAPD

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