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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-05-18 |
| MO | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. Louis | MO | 11/2012 | 05/2019 |
| U.S. Bancorp Investments, Inc. | Sturgeon Bay | WI | 05/2020 | 02/2026 |
| Unemployed | St. Louis | MO | 05/2019 | 05/2020 |
| U.S. Bancorp Advisors, Llc | Sturgeon Bay | WI | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-07 |
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