Robert Matthew Mangiacotti

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2010-01-22
TX	RA	APPROVED_RES	2008-06-06
NJ	RA	APPROVED	2004-04-01

VT RA
APPROVED

Since 2010-01-22
TX RA
APPROVED_RES

Since 2008-06-06
NJ RA
APPROVED

Since 2004-04-01

Branch Locations

South Londonderry, VT • United States

60 Lake St, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Burlington	VT	08/1991	Present
Bank Of America, N.A.	Burlington	VT	05/2011	Present

08/1991 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT
05/2011 → Present

Bank Of America, N.A.

Burlington, VT

Other Businesses

Status: APPRVD I*1235271 For profit or not for profit: Entity For Profit Name of outside business organization: Green Peaks Learning LLC Investment related: N Address of business: South Londonderry, Vermont, 05155 Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 4/1/2023 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , To assist with bookeeping and accounting as a new business where my wife and daughter are 60% owners of the company.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-15
S63	Uniform Securities Agent State Law Examination	1991-10-11

S65 Uniform Investment Adviser Law Examination

1999-12-15
S63 Uniform Securities Agent State Law Examination

1991-10-11

Other Names

Bob Mangiacotti
Robert Mangiacotti
Bob Mangiacotti

View on SEC IAPD