Matthew Gerard Higgins

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-11
ME	RA	APPROVED	2020-11-23
VT	RA	APPROVED	2009-09-02

TX RA
APPROVED_RES

Since 2023-04-11
ME RA
APPROVED

Since 2020-11-23
VT RA
APPROVED

Since 2009-09-02

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Burlington	VT	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Burlington, VT
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1997-11-18 → 2009-06-01

Citigroup Global Markets Inc.

South Burlington, VT

Burlington, VT
2008-05-08 → 2008-05-14

Morgan Stanley & Co. Llc

Burlington, VT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-08
S63	Uniform Securities Agent State Law Examination	1986-11-13

S65 Uniform Investment Adviser Law Examination

2000-12-08
S63 Uniform Securities Agent State Law Examination

1986-11-13