Karis A Cox

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → Present
  Nationwide Investment Services Corp
  Columbus, OH
• 10/2015 → 03/2017
  Nreca
  Arlington, VA
• 11/2017 → 12/2017
  100.7 The Bay Wzba Shamrock Communications, Inc.
  Scranton, PA
• 03/2017 → 11/2017
  Unemployed
  Baltimore, MD

Previous Registrations

• 2015-02-09 → 2015-10-20
  Cuna Brokerage Services, Inc.
  Frederick, MD
  Baltimore, MD
  Baltimore, MD
  Waverly, IA
• 2012-05-08 → 2013-05-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Parkville, MD
  Parkville, MD
  New York, NY
• 2011-04-20 → 2011-10-14
  Morgan Stanley
  Baltimore, MD

Exams

• S66 Uniform Combined State Law Examination
  2011-04-19
• S63 Uniform Securities Agent State Law Examination
  1986-12-01

Other Names

• Karis Ann Cox