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Christopher Robert Lesser

Stifel, Nicolaus & Company, Incorporated

Stuart, FL

CRD 3237218

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-14
FL RA APPROVED 2012-09-25
  • TX RA
    APPROVED
    Since 2020-01-14
  • FL RA
    APPROVED
    Since 2012-09-25

Branch Locations

903 Se Ocean Blvd., Stuart, FL 34994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Palm Beach Gardens FL 09/2012 Present
  • 09/2012 → Present
    Stifel Nicolaus & Co Inc
    Palm Beach Gardens, FL
Previous Registrations
  • 2008-01-01 → 2012-09-13
    Wells Fargo Clearing Services, Llc
    Stuart, FL
    Stuart, FL
  • 1999-07-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Stuart, FL
    Stuart, FL
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-22
  • S63 Uniform Securities Agent State Law Examination
    1999-07-22
Designations
  • Certified Financial Planner
Other Names
  • Chris Lesser

View on SEC IAPD

Nearby Firms

DUNN CAPITAL MANAGEMENT
RAYMOND JAMES & ASSOCIATES, INC.
JANNEY MONTGOMERY SCOTT LLC

Nearby Investors

ANTHONY JAMES LOSH
JACQUELINE ANN BISHOP BURKE
CHARLENE THERESA LANGFORD

Nearby Offices

DUNN CAPITAL MANAGEMENT · STUART, FL
RAYMOND JAMES & ASSOCIATES, INC. · STUART, FL
JANNEY MONTGOMERY SCOTT LLC · STUART, FL

More in Stuart, FL

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