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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
130 E Main St, Bay Shore, NY 11706 • United States
101 Wicks Rd, Brentwood, NY 11717 • United States
719 Smithtown Bypass, Smithtown, NY 11787 • United States
556-02 North Country Rd, St. James, NY 11780 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Smithtown | NY | 08/2008 | Present |
| Flagstar Bank N.A. | Smithtown | NY | 09/2008 | Present |
1. 4/6/2009 - SBLI USA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Life & fixed annuities. 2. 02/02/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Flagstar Wealth Services - Inv related - AT Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/2/2024 3. 08/09/2024 - 9 Fannie Group LLC - Real Estate Rental - Investment Related - Farmingville, NY - Start Date 08/26/2024 - 5 Hours Per Month/ 0 Hours During Trading 4. 09/03/2025- 5502 5506 EXP Group- Real Estate Rental- INV Related- Holtsville, NY - Start Date 09/15/2025 - 2 Hours Per Month/ 0 hours during trading 5. 09/03/2025- JS 74 LLC Group- Real Estate Rental- INV Related- Blue Point, NY - Start Date 09/15/2025 - 1 Hour Per Month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-04-26 |
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