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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2017-12-14 |
| NJ | RA | APPROVED | 2017-11-20 |
Branch Locations
501 Silverside Rd Ste 13, Wilmington, DE 19809 • United States
130 N Woodbury Road, Pitman, NJ 08071 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Radnor | PA | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Radnor | PA | 11/2016 | 11/2017 |
| Lpl Financial Llc | Pitman | NJ | 11/2017 | Present |
1) 10/18/2017 - Main Street Investment Group, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2017 - 40 hr/mth 2) 4/9/2018 - Reidinger Asset Management - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 3) 4/19/2018 - National Life Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/01/2018 - 10 Hours Per Month/1 Hour During Securities Trading. 4) 9/15/2018 - Evolution Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/24/2018 - 5 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-27 |
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