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William Andrew Allison

Morgan Stanley

Kihei, HI

Kirkland, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2022-08-10
TX RA APPROVED 2021-09-01
WA RA APPROVED 2021-09-01
  • HI RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED
    Since 2021-09-01
  • WA RA
    APPROVED
    Since 2021-09-01

Branch Locations

Kihei, HI • United States

4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 08/1986 09/2021
Bank Of America, N.A. Bellevue WA 12/2009 09/2021
Morgan Stanley Smith Barney Llc Kirkland WA 09/2021 Present
Morgan Stanley Private Bank, N.A New York NY 10/2021 Present
  • 08/1986 → 09/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bellevue, WA
  • 12/2009 → 09/2021
    Bank Of America, N.A.
    Bellevue, WA
  • 09/2021 → Present
    Morgan Stanley Smith Barney Llc
    Kirkland, WA
  • 10/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-06
S63 Uniform Securities Agent State Law Examination 1986-11-01
  • S65 Uniform Investment Adviser Law Examination
    1995-11-06
  • S63 Uniform Securities Agent State Law Examination
    1986-11-01
Other Names
  • Andrew Allison
  • W Andrew Allison
  • William Andrew Allison
  • Andrew Allison
  • William A Allison

View on SEC IAPD

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