James Francis Kauchak

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 08/2022
  Suntrust Investment Services, Inc
  Atlanta, GA
• 09/2016 → 08/2022
  Suntrust Advisory Services
  Atlanta, GA
• 12/2019 → 02/2021
  Bb&T Securities, Llc.
  Richmond, VA
• 08/2022 → Present
  Truist Investment Services, Inc.
  Orlando, FL
• 08/2022 → Present
  Truist Advisory Services, Inc.
  Orlando, FL

Previous Registrations

• 2019-12-26 → 2021-03-02
  Bb&T Securities, Llc
  Orlando, FL
  Charlotte, NC
  Orlando, FL
  Richmond, VA
  Richmond, VA
• 2012-10-23 → 2015-06-05
  Pnc Wealth Management Llc
  Orlando, FL
  Orlando, FL
  Orlando, FL
  Orlando, FL
  Orlando, FL
  Orlando, FL
• 2007-06-08 → 2010-08-16
  Msi Financial Services, Inc.
  Orlando, FL
• 2003-05-02 → 2007-02-05
  Td Ameritrade, Inc.
  Jersey City, NJ
  Orlando, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-22
• S63 Uniform Securities Agent State Law Examination
  2010-07-03

Other Names

• Jim Kauchak