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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-13
  • TX RA
    APPROVED
    Since 2022-06-13

Branch Locations

16350 Park Ten Pl Ste 234-E, Houston, TX 77084 • United States

Richmond, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Houston TX 02/1991 Present
Pfs Investment, Inc. Houston TX 08/1986 Present
  • 02/1991 → Present
    Primerica Financial Services
    Houston, TX
  • 08/1986 → Present
    Pfs Investment, Inc.
    Houston, TX
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-04
S63 Uniform Securities Agent State Law Examination 1986-11-10
  • S65 Uniform Investment Adviser Law Examination
    2012-02-04
  • S63 Uniform Securities Agent State Law Examination
    1986-11-10

View on SEC IAPD

Other Firms

Other Investors

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