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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-09-14 |
| MD | RA | APPROVED | 2005-09-09 |
Branch Locations
10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | MD | 09/2005 | Present |
| Bank Of America, Na | Columbia | MD | 12/2009 | Present |
I*68387 For profit or not for profit: For-Profit Organization Name of outside business organization: Cunningham/Fredricks, LLC Investment related: N Address of business: Glenwood, Maryland 21738 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 9/30/2010 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Investments in private companies I*2029259, Entity Type Fiduciary, Name of OBA: J C Address: Austin,Texas, 78703 Investment Related: No Position, Title, Association: Executor Employee Start Date: 01-Oct-2029 No Hours: 30 yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-02 |
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