Kathleen Ruth Aicher

Employer firm

Retirement And Wealth At Alliant, LLC CRD 167970

$7.37B regulatory AUM 1,000 advisory clients

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 07/2017
  M Holdings Securities, Inc.
  Portland, OR
• 12/2012 → 07/2017
  M Advisory Group
  Torrance, CA
• 07/2017 → 02/2022
  Lockton Companies, Llc
  Los Angles, CA
• 07/2017 → 12/2021
  Lockton Financial Advisors, Llc
  Los Angles, CA
• 07/2017 → 12/2021
  Lockton Investment Advisors
  Los Angles, CA
• 12/2021 → 06/2022
  Creative Planning, Llc
  Overland Park, KS
• 07/2022 → Present
  Alliant Retirement Consulting
  Alpharetta, GA
• 11/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2023 → Present
  Alliant Insurance Services, Inc.
  Los Angeles, CA

Previous Registrations

• 2021-12-19 → 2022-06-30
  Creative Planning
  Overland Park, KS
  Los Angeles, CA
• 2017-07-11 → 2021-12-31
  Lockton Investment Advisors, Llc
  Los Angeles, CA
  Overland Park, KS
• 2015-03-09 → 2017-06-19
  M Holdings Securities, Inc.
  Torrance, CA

Other Businesses

1.NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: 1125 SANCTUARY PARKWAY SUITE 300 ALPHARETTA GA NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 07/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 37.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: ALLIANT INSURANCE SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2023 POSITION/TITLE/RELATIONSHIP: VP, RETIREMENT CONSULTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SERVICE MANAGER

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-09
• S63 Uniform Securities Agent State Law Examination
  1996-07-16