Julia Mae Thorman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-04-24

TX RA
APPROVED

Since 2013-04-24

Branch Locations

601 Commerce St, Wylie, TX 75098 • United States

Mckinney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Mckinney	TX	10/2006	Present

10/2006 → Present

Lpl Financial, Llc

Mckinney, TX

Other Businesses

1. 7/19/2021 - Jal Dennis Group Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/19/2020 - 120 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-06-16

S63 Uniform Securities Agent State Law Examination

1987-06-16

Designations

Certified Financial Planner

Other Names

Julia Mae Bowen

View on SEC IAPD