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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-26 |
| TN | RA | APPROVED | 2019-10-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 05/2017 |
| Fifth Third Securities | Nashville | TN | 05/2017 | 10/2019 |
| Suntrust Investment Services, Inc. | Nashville | TN | 04/2010 | 05/2017 |
| Regions Bank | Gallatin | TN | 10/2019 | Present |
| Cetera Investment Advisers Llc | Gallatin | TN | 10/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2019 | Present |
1.) ESTATE OF KARI ALYCE WAGGONER, EXECUTOR OF ESTATE, WIFE 2.) ESTATE OF DIXIE LEE JACKSON WAGGONER, EXECUTOR OF ESTATE, MOTHER 3.) ESTATE OF ARLA RUTH JACKSON, EXECUTOR OF ESTATE, AUNT 4.)FARMING, SELL PRODUCTS FROM FARM LOCALLY, 50% OWNER, 5-10/HRS/WK 5.) RENTAL PROPERTY, 100% OWNER, 0-1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-09 |
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