Patrick Andrew Gunther

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-01-14
NY	RA	APPROVED	2021-06-03
SC	RA	APPROVED	2021-01-29

FL RA
APPROVED

Since 2022-01-14
NY RA
APPROVED

Since 2021-06-03
SC RA
APPROVED

Since 2021-01-29

Branch Locations

Summerville, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Summerville	SC	08/2016	Present
Independent Advisor Alliance, Llc	Summerville	SC	08/2016	08/2020
Generouswealth, Llc	Summerville	SC	08/2020	01/2021
Independent Advisor Alliance, Llc	Summerville	SC	01/2021	Present

08/2016 → Present

Lpl Financial Llc

Summerville, SC
08/2016 → 08/2020

Independent Advisor Alliance, Llc

Summerville, SC
08/2020 → 01/2021

Generouswealth, Llc

Summerville, SC
01/2021 → Present

Independent Advisor Alliance, Llc

Summerville, SC

Previous Registrations

2020-08-26 → 2021-01-29

Generouswealth, Llc

Summerville, SC
2016-08-02 → 2020-09-22

Independent Advisor Alliance, Llc

Summerville, SC
2011-08-25 → 2016-08-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Melville, NY

Other Businesses

1. 1/14/2021 - GenerousWealth, LLC - DBA: (Hybrid) Blackbridge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/25/2021 - 140 Hours Per Month/120 Hours During Securities Trading. 2. 1/27/2021 - Blackbridge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/25/2021 - 24 Hours Per Month/22 Hours During Securities Trading. 3. 5/14/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/27/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance., an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-23
S63	Uniform Securities Agent State Law Examination	1994-01-13

S66 Uniform Combined State Law Examination

2011-08-23
S63 Uniform Securities Agent State Law Examination

1994-01-13

View on SEC IAPD