Lawrence David Zerg

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1994 → Present
  Dean Witter Reynolds Inc.
  Valencia, CA
• 09/2006 → Present
  Zacks Investment Management
  Chicago, IL
• 12/2006 → Present
  Lbmz Securities, Inc.
  Chicago, IL

Previous Registrations

• 1998-11-02 → 2005-08-24
  Morgan Stanley Dw Inc.
  Valencia, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-10-22

Other Names

• Larry Zerg