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Lawrence David Zerg

Zacks Investment Management, Inc.

Chicago, IL

Valencia, CA

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Current Employers
Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-07
  • CA RA
    APPROVED
    Since 2026-01-07

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Valencia, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dean Witter Reynolds Inc. Valencia CA 05/1994 Present
Zacks Investment Management Chicago IL 09/2006 Present
Lbmz Securities, Inc. Chicago IL 12/2006 Present
  • 05/1994 → Present
    Dean Witter Reynolds Inc.
    Valencia, CA
  • 09/2006 → Present
    Zacks Investment Management
    Chicago, IL
  • 12/2006 → Present
    Lbmz Securities, Inc.
    Chicago, IL
Previous Registrations
  • 1998-11-02 → 2005-08-24
    Morgan Stanley Dw Inc.
    Valencia, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-22
  • S63 Uniform Securities Agent State Law Examination
    1986-10-22
Other Names
  • Larry Zerg

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
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