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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-10-18
  • IL RA
    APPROVED
    Since 2011-10-18

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Waynesville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Lisle IL 05/1999 Present
  • 05/1999 → Present
    First Trust Portfolios L.P.
    Lisle, IL
Other Businesses

OTHER BUSINESS NAME: ULTIMATE LEADERSHIP MARTIAL ARTS. LOCATION: DAYTON, OH. NATURE OF BUSINESS: MARTIAL ARTS SCHOOL. POSITION OR TITLE: INVESTOR/VOLUNTEER INSTRUCTOR (NON-PAID POSITION). RESPONSIBILITIES: SUPPORTING THE PURCHASE OF THE SCHOOL. POTENTIAL VOLUNTEER INSTRUCTOR. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL / DURING MARKET HOURS): 12 TOTAL / NONE DURING MARKET HOURS. OTHER BUSINESS NAME: CROSLEY AND ARNEY HOLDINGS. LOCATION: SPRINGBORO, OH. NATURE OF BUSINESS: RENTAL INCOME PROPERTIES. POSITION OR TITLE: MEMBER. RESPONSIBILITIES: PURCHASING RENTAL PROPERTIES, AND FINDING RENTERS. START DATE: MAY 1, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 5. OTHER BUSINESS NAME: CROSLEY SQUARED PROPERTIES LLC. LOCATION: WAYNESVILLE, OH. NATURE OF BUSINESS: RENTAL PROPERTIES. POSITION OR TITLE: MEMBER. RESPONSIBILITIES: INVESTOR. START DATE: JUNE 30, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 3. OTHER BUSINESS NAME: CROSLEY HOLDINGS LLC. LOCATION: SPRINGBORO, OH. NATURE OF BUSINESS: RENTAL PROPERTIES. POSITION OR TITLE: OWNER. RESPONSIBILITIES: RENT OUT PROPERTIES TO PAYING TENANTS. START DATE: MAR 01, 2024. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-24
S63 Uniform Securities Agent State Law Examination 1999-07-17
  • S65 Uniform Investment Adviser Law Examination
    2003-01-24
  • S63 Uniform Securities Agent State Law Examination
    1999-07-17

View on SEC IAPD

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