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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-10-18 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Waynesville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Lisle | IL | 05/1999 | Present |
OTHER BUSINESS NAME: ULTIMATE LEADERSHIP MARTIAL ARTS. LOCATION: DAYTON, OH. NATURE OF BUSINESS: MARTIAL ARTS SCHOOL. POSITION OR TITLE: INVESTOR/VOLUNTEER INSTRUCTOR (NON-PAID POSITION). RESPONSIBILITIES: SUPPORTING THE PURCHASE OF THE SCHOOL. POTENTIAL VOLUNTEER INSTRUCTOR. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL / DURING MARKET HOURS): 12 TOTAL / NONE DURING MARKET HOURS. OTHER BUSINESS NAME: CROSLEY AND ARNEY HOLDINGS. LOCATION: SPRINGBORO, OH. NATURE OF BUSINESS: RENTAL INCOME PROPERTIES. POSITION OR TITLE: MEMBER. RESPONSIBILITIES: PURCHASING RENTAL PROPERTIES, AND FINDING RENTERS. START DATE: MAY 1, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 5. OTHER BUSINESS NAME: CROSLEY SQUARED PROPERTIES LLC. LOCATION: WAYNESVILLE, OH. NATURE OF BUSINESS: RENTAL PROPERTIES. POSITION OR TITLE: MEMBER. RESPONSIBILITIES: INVESTOR. START DATE: JUNE 30, 2023. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 3. OTHER BUSINESS NAME: CROSLEY HOLDINGS LLC. LOCATION: SPRINGBORO, OH. NATURE OF BUSINESS: RENTAL PROPERTIES. POSITION OR TITLE: OWNER. RESPONSIBILITIES: RENT OUT PROPERTIES TO PAYING TENANTS. START DATE: MAR 01, 2024. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-17 |
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