Best Investors Account Sign in
Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-11
TX RA APPROVED 2011-01-03
  • NY RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

17000 El Camino Real Suite 105A, Houston, TX 77058 • United States

24 Greenway Plaza Ste 1725, Houston, TX 77046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Houston TX 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Houston, TX
Previous Registrations
  • 2003-01-13 → 2011-01-03
    Voya Financial Partners, Llc
    Houston, TX
    Houston, TX
    Houston, TX
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 17000 EL CAMINO REAL SUITE 105A; HOUSTON; TX; 77058; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/16/2013; 2; 0; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-11
S63 Uniform Securities Agent State Law Examination 1986-10-13
  • S66 Uniform Combined State Law Examination
    2002-01-11
  • S63 Uniform Securities Agent State Law Examination
    1986-10-13
Other Names
  • Rob Waddell
  • Robert W Waddell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor