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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-19
TX RA APPROVED_RES 2023-06-12
  • FL RA
    APPROVED
    Since 2024-03-19
  • TX RA
    APPROVED_RES
    Since 2023-06-12

Branch Locations

3112 St. Johns Bluff Rd. So., Jacksonville, FL 32246-3712 • United States

Allegiance Financial Advisors, Inc.

3112 St. Johns Bluff Road South, Jacksonville, FL 32246-3712 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-10-29
FL RA APPROVED 1999-06-01
  • GA RA
    APPROVED
    Since 2004-10-29
  • FL RA
    APPROVED
    Since 1999-06-01

Branch Locations

3112 St. Johns Bluff Road, Jacksonville, FL 32246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Boston MA 09/1990 11/2018
Allegiance Financial Advisors, Inc. Jacksonville FL 03/2001 Present
Royal Alliance Associates, Inc. Jacksonville FL 11/2018 Present
  • 09/1990 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 03/2001 → Present
    Jacksonville, FL
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Jacksonville, FL
Previous Registrations
  • 2004-06-28 → 2018-11-02
    Signator Investors, Inc.
    Jacksonville, FL
Other Businesses

1. ALLEGIANCE FINANCIAL ADVISORS, INC. POSITION: President/Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/23/2000 ADDRESS: 3112 St. Johns Bluff Rd S, Jacksonville FL 32246, United States DESCRIPTION: Manage day to day activities of IRIA Manage client accounts 2. DP BROKERAGE, INC. POSITION: President/Owner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2003 ADDRESS: 3112 St. Johns Bluff Rd S, Jacksonville FL 32246, United States DESCRIPTION: Manage Group and Individual Health Insurance 3. DELLA PORTA AGENCY, LLC POSITION: Owner NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/17/2000 ADDRESS: 3112 St. Johns Bluff Rd. S., Jacksonville FL 32246, United States DESCRIPTION: Insurance broker for fixed products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-24
S63 Uniform Securities Agent State Law Examination 1998-11-05
  • S65 Uniform Investment Adviser Law Examination
    1999-03-24
  • S63 Uniform Securities Agent State Law Examination
    1998-11-05
Other Names
  • Al Dellaporta
  • Alfred Charles Dellaporta
  • Alfred Charles Della Porta

View on SEC IAPD

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