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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-19 |
| TX | RA | APPROVED_RES | 2023-06-12 |
Branch Locations
3112 St. Johns Bluff Rd. So., Jacksonville, FL 32246-3712 • United States
3112 St. Johns Bluff Road South, Jacksonville, FL 32246-3712 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2004-10-29 |
| FL | RA | APPROVED | 1999-06-01 |
Branch Locations
3112 St. Johns Bluff Road, Jacksonville, FL 32246 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 09/1990 | 11/2018 |
| Allegiance Financial Advisors, Inc. | Jacksonville | FL | 03/2001 | Present |
| Royal Alliance Associates, Inc. | Jacksonville | FL | 11/2018 | Present |
1. ALLEGIANCE FINANCIAL ADVISORS, INC. POSITION: President/Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/23/2000 ADDRESS: 3112 St. Johns Bluff Rd S, Jacksonville FL 32246, United States DESCRIPTION: Manage day to day activities of IRIA Manage client accounts 2. DP BROKERAGE, INC. POSITION: President/Owner NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2003 ADDRESS: 3112 St. Johns Bluff Rd S, Jacksonville FL 32246, United States DESCRIPTION: Manage Group and Individual Health Insurance 3. DELLA PORTA AGENCY, LLC POSITION: Owner NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/17/2000 ADDRESS: 3112 St. Johns Bluff Rd. S., Jacksonville FL 32246, United States DESCRIPTION: Insurance broker for fixed products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-05 |
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