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Elizabeth Anne Mahr

Ubs Financial Services Inc.

Stamford, CT

Westport, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-12-03
  • CT RA
    APPROVED
    Since 2015-12-03

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Westport, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Stamford CT 11/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-12
S63 Uniform Securities Agent State Law Examination 2006-08-21
  • S65 Uniform Investment Adviser Law Examination
    2008-02-12
  • S63 Uniform Securities Agent State Law Examination
    2006-08-21
Other Names
  • Liz Mahr

View on SEC IAPD

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