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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-11-14 |
Branch Locations
2172 Commons Parkway Suite A, Okemos, MI 48864 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Okemos | MI | 06/1986 | 11/2024 |
| Prudential Insurance Company Of America | Okemos | MI | 06/1986 | Present |
| Lpl Enterprise, Llc | Okemos | MI | 11/2024 | Present |
Colchin Ins Services~Traditional ( Non Reg.) product sales~N~Owner~04/2001~4 hrs/mo~4 trading hrs/mo|Licensed Notary~P.O. Box 1241, Okemos MI 48805~Notary~Y~Notary~11-04-2016~1 hrs/mo~1 trading hrs/mo GENERAL NON SPONSORED CARRIER APPOINTMENT POSITION: Agent/Owner NATURE: General Non Sponsored Appointment INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2021 ADDRESS: P.O. Box 1241, Okemos MI 48805, United States DESCRIPTION: Sales of non registered insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-20 |
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