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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-02-05
  • VA RA
    APPROVED
    Since 2016-02-05

Branch Locations

Va Beach, VA • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Capitol Securities Management, Inc. Norfolk VA 02/2016 03/2026
Norfolk Academy Norfolk VA 02/2016 Present
Capitol Securities Management, Inc. Va Beach VA 03/2026 Present
Previous Registrations
  • 2015-07-07 → 2016-02-23
    Norfolk, VA
  • 2011-12-09 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2005-04-04 → 2011-12-09
    Anderson & Strudwick, Incorporated
    Norfolk, VA
    Richmond, VA
    Norfolk, VA
  • 2000-01-31 → 2005-04-04
    A&S Capital Advisors, Inc.
    Norfolk, VA
Other Businesses

1) Name of Business: Norfolk Academy - Basketball Coach Investment-related: No Address: 1585 WESLEYAN DRIVE, NORFOLK, VA 23502 Nature of the other business: Assistant JV and Varsity Basketball Coach Position, title, or relationship with the other business: Assistant Coach Start date: 2/5/16 Approximate # of hours/month you devote to the other business: 20 Approximate # of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business:Coach Boys Basketball, Practice and Games 2) Name of Business: Norfolk Academy - Golf Coach Investment-related: No Address: 1585 WESLEYAN DRIVE, NORFOLK, VA 23502 Nature of the other business: Junior Varsity Golf Coach at Norfolk Academy - Grades 1-12 independent private school Position, title, or relationship with the other business: Golf Coach Start date: 3/1/18 Approximate # of hours/month you devote to the other business: 25 Approximate # of hours/month you devote to the other business during securities trading hours: 6 Describe your duties relating to the other business:Coach JV Golf Team with 1 Assistant. Practice and matches are held after school Mon-Thurs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-01
S63 Uniform Securities Agent State Law Examination 1986-10-29
  • S65 Uniform Investment Adviser Law Examination
    1991-10-01
  • S63 Uniform Securities Agent State Law Examination
    1986-10-29

View on SEC IAPD

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