Chenguttuvan Surendran

Employer firm

Quest Wealth Management Incorporated CRD 173668

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Quest Wealth Management Incorporated

Westchester, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-01-02

IL RA
APPROVED

Since 2015-01-02

Branch Locations

Westchester, IL • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Quest Wealth Management Incorporated	Westchester	IL	10/2014	Present
Self Employed	Westchester	IL	10/2014	Present

10/2014 → Present

Quest Wealth Management Incorporated

Westchester, IL
10/2014 → Present

Self Employed

Westchester, IL

Previous Registrations

2012-07-10 → 2014-10-06

Wells Fargo Clearing Services, Llc

Palos Heights, IL

Willowbrook, IL
2010-06-03 → 2012-07-09

First Midwest Securities, Inc.

Westchester, IL

Other Businesses

INSURANCE AGENT; INVESTMENT RELATED; WESTCHESTER, IL; INSURANCE SALES AND SERVICES; ST. 10/2014; APPROX 30-40% OF TIME.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-05-18
S63	Uniform Securities Agent State Law Examination	2000-02-15

S65 Uniform Investment Adviser Law Examination

2010-05-18
S63 Uniform Securities Agent State Law Examination

2000-02-15

Other Names

Raj Surendran

View on SEC IAPD