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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-04-08 |
| TX | RA | APPROVED | 2024-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Conshohocken | PA | 03/2008 | 04/2024 |
| City National Bank | Conshohocken | PA | 12/2019 | 08/2021 |
| Stifel, Nicolaus & Company, Incorporated | West Chester | PA | 04/2024 | Present |
1. Harbison rental property; 114 Overlook ave willowgrove PA 19090; rental property; collect rent checks and make sure building in maintained; 06/01/2021; 5.00hrs/year; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-18 |
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