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6711 W 121St Street Suite 200, Overland Park, KS 66209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-26 |
| KS | RA | APPROVED | 2015-04-02 |
Branch Locations
6711 W 121St Street Suite 200, Overland Park, KS 66209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Overland Park | KS | 05/2012 | 09/2020 |
| Waterfront Wealth, Inc. | Overland Park | KS | 05/2015 | Present |
1) RCR PROPERTIES LLC; INV RELATED; SPRING HILL, KS; LLC ESTABLISHED TO HOLD REAL ESTATE; 100% OWNERSHIP; START 12/22/2010; APPROX. TWO HOURS DEVOTED PER MONTH; SOME OF WHICH MAY BE DURING TRADING HOURS. 2) CARTER CAPITAL LLC; INV RELATED; SPRING HILL, KS; LLC ESTABLISHED TO HOLD FARMLAND REAL ESTATE; 100% OWNERSHIP WITH SPOUSE; START 12/22/1010; APPROX. FIFTY HOURS DEVOTED PER MONTH; SOME OF WHICH MAY BE DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-14 |
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