Brij Mohan Jairath

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
CT	RA	APPROVED	2016-10-11
TX	RA	APPROVED_RES	2004-02-17

NY RA
APPROVED

Since 2021-10-26
CT RA
APPROVED

Since 2016-10-11
TX RA
APPROVED_RES

Since 2004-02-17

Branch Locations

Fairfield, CT • United States

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	01/1995	Present

01/1995 → Present

Ubs Financial Services Inc.

New York, NY

Other Businesses

REAL ESTATE REFERRAL,INC/COLDWELL BANKER. DANBURY, CT 06813-3739. NOT INVESTMENT RELATED. BUSINESS - REAL ESTATE NETWORK FOR LICENSED RE BROKERS. TITLE - REFERRAL AGENT. START DATE - MAY - 03. 0 TO 2 HRS/MONTH. DUTIES - OCCASIONAL REFERRAL AS AN INDEPENDENT AGENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-02-26
S63	Uniform Securities Agent State Law Examination	1986-10-28

S65 Uniform Investment Adviser Law Examination

1992-02-26
S63 Uniform Securities Agent State Law Examination

1986-10-28

View on SEC IAPD