Gary Clark Cook

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 07/2023
  Voya Financial Advisors
  Dallas, TX
• 07/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/1986 → Present
  Cook Financial Services
  Dallas, TX

Previous Registrations

• 2011-01-03 → 2023-07-12
  Voya Financial Advisors, Inc.
  Dallas, TX
  Dallas, TX
  Houston, TX
• 2006-05-02 → 2011-01-03
  Voya Financial Partners, Llc
  Addison, TX
  Dallas, TX
  Dallas, TX
• 2005-03-14 → 2006-05-31
  Tower Square Securities, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/1995 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: COOK FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/1996 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: MANAGE THE PRACTICE

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-10-22

Designations

• Certified Financial Planner