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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
21 Second St, Troy, NY 12180 • United States
329 Glenmont Rd, Glenmont, NY 12077 • United States
652 Albany Shaker Road, Albany, NY 12211 • United States
78 Main Avenue, Wynantskill, NY 12198 • United States
184 Delaware Avenue, Delmar, NY 12054 • United States
531 Troy-Schenectady Road, Latham, NY 12110 • United States
600 N. Greenbush Rd, Rensselaer, NY 12144 • United States
440 Main Street, Cairo, NY 12413 • United States
11565 Ny 32, Greenville, NY 12083 • United States
90 State Street, Albany, NY 12207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Troy | NY | 02/2016 | Present |
| Pioneer Bank | Troy | NY | 01/2016 | Present |
1. 02/02/16-Pioneer Wealth Management/DBA for LPL Business (entity for LPL business)/TROY, NY 2. 04/03/2024 - Black Dog Properties - Real Estate Rental - Investment Related - Nashville, TN - Start Date 11/30/2023 - 4 Hours Per Month/ 0 Hours During Trading 3. 04/03/2024 - KFAM LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 09/30/2023 - 0 Hours per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-06 |
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